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SEC Penalizes Advisory Firms for Allegedly Advertising False Performance Claims
Morning Consult “When an investment adviser echoes another firm's performance claims in its own advertisements, it must verify the information first rather than merely accept it as fact,” Andrew J. Ceresney, director of the SEC's Enforcement Division, said in a statement. SEC: Investment Advisers Paying Penalties For Advertising False Performance Claims |
Thursday, August 25, 2016
SEC Penalizes Advisory Firms for Allegedly Advertising False Performance Claims - Morning Consult
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