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SEC fines 13 investment firms for advertising false performance claims
MarketWatch In 2014, F-Squared agreed to pay $35 million to settle charges it had defrauded investors through false performance advertising about its flagship product—a strategy for investing in ETFs that it claimed had outperformed the S&P 500 for several years. SEC Penalizes Advisory Firms for Allegedly Advertising False Performance Claims SEC: Investment Advisers Paying Penalties For Advertising False Performance Claims |
Thursday, August 25, 2016
SEC fines 13 investment firms for advertising false performance claims - MarketWatch
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